
- Establish the effective and efficient special product settlement process
- Communicate to internal and external parties to validate, settle, and reconcile trades transactions, resulting from the overseas equity, mutual fund, bond, structured product, derivatives within its settlement cycle
- Rectify or allocate derivative transactions or amended securities transactions (structured product) upon Sales request
Verify client signature in cash withdrawal form and process client’s cash withdrawal requisition upon request
- Validate daily trade transaction on oversea equity, mutual fund, and client’s holdings against corporate actions event and entitlement, tender offer, including the newly issued securities subscription of newly issue securities
- Prepare summary report on outstanding receive/payment
- Follow up penalty and interest charges from clients
- Prepare regulation report to the regulator within due date
- Provide information to clients upon request